The Thai stock market trading was a criminal investigation into chicken ribs sweets parade

The Thai stock market trading was a criminal investigation into "chicken ribs" is busy preparing for the A shares in Thailand securities recently received notice of the investigation commission filing. China and Thailand securities insiders to the "First Financial Daily" reporter confirmed that the investigation and Thailand securities market transactions last year, the current investigation has ended, the punishment results will be announced in recent days. In accordance with the relevant provisions of the Commission, the practice of limited doubts about the qualification of the issuer or intermediary will lead to the audit process can not continue. The Commission for the investigation of Thailand securities, or will have a certain effect on the progress of the listing. Market maker system is a new thing in China’s securities market, because the system is not perfect, the market there are a wide range of violations, walking on the edge of the rules. The industry believes that regulators will strengthen the regulation of market making transactions will affect the entire market making sector, at the same time, regulators should also promote the landing of supporting policies, or make market transactions will be abandoned by the market. Making illegal or hurt IPO public information display, Thailand IPO review of current state securities is accepted, in addition to its own IPO may face was aborted review, Thailand securities investment banking or affected. In accordance with the relevant provisions of the Commission, the practice of limited doubts about the qualification of the issuer or intermediary will lead to the audit process can not continue. The specific circumstances including the issuer, the issuer’s controlling shareholder, actual controller and the issuer of the sponsor or a lawyer because be suspected of illegal administrative investigation, or judicial investigation is not yet concluded; the sponsor or other intermediaries were China Commission in accordance with the law to restrict business activities, shall be ordered to suspend business for rectification, other designated institutions hosting, receiver and other regulatory measures, not yet released. Previously, galaxy securities because the application documents are not complete and was terminated IPO review. According to the Commission on Friday announced IPO audit schedule, sponsored by Thailand securities, a total of 20 companies. Including Central Plains securities, including 9 ready to be listed on the main board, and another 10 companies intend to visit the gem. However, the listed investment bank believes that the new board making business non sponsor business, should not have a big impact on China investment banking. China and Thailand securities market entry in August 2014, is the first batch of the new board in the transfer market making brokerage, the current stock market transfer reached 303, is the largest number of securities market, the total market value of the stock market reached 222 billion yuan. The new three board researcher Xuan Jitao believes that market making transactions since last year, there have been some non-standard problems. In the start-up phase of the market, some of the stock market makers in the name of the stock from the company to obtain a disguised price increase after the low price of the underwriting to the net worth of customers from the height, increase the volume of transactions, improve their market ranking. In the stage of making market transactions, some market makers and OTC traders agreed on the time, price and quantity of the bulk of the reverse transaction, which is contrary to the principle of fair trading. He believes that the market maker may also collude with enterprises, pulled up late stock price high closing, or inflated stock cost. Other departments and other departments of the market maker and other departments, including self regulatory departments may also be found in the interests of the intertwined problems. "However, due to loopholes and defects in the current trading system, market maker.相关的主题文章: